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Section 90(7)Capital Gainswas Section 55(2)(ac) in IT Act 1961

Cost of Acquisition of Shares — The Grandfathering Rule

How Section 90(7) steps up the cost of listed shares and MF units to their 31 Jan 2018 FMV, protecting pre-2018 gains from LTCG tax — with the master COA formula, three FMV determination cases, and fully worked examples for both listed shares (Mr. Prasun) and MF units (Mr. Raj).

Last updated: 8 July 2026

Why the Grandfathering Rule Exists

Long-term capital gains (LTCG) on listed shares and equity-oriented mutual fund units were completely tax-free until 31 March 2018. From 1 April 2018, they became taxable under Section 198 of the IT Act 2025. To avoid taxing gains that had already accrued during the tax-free period, Parliament introduced the grandfathering rule — the cost is stepped up to the Fair Market Value (FMV) on 31 January 2018, so only gains earned after that date are taxed.

31 Jan 2018 is the freeze date — gains up to this date are protected. 1 Apr 2018 is when LTCG tax started. Any appreciation between 31 Jan 2018 and the date of sale is the taxable portion.

The One Formula — COA Under Section 90(7)

Section 90(7) defines the deemed Cost of Acquisition (COA) for listed shares and MF units acquired before 1 Feb 2018. Master this single formula and every exam problem becomes plug-and-play:

Section 90(7) — The COA Formula (Grandfathering)

COA = HIGHER OFMaster this formula and every problem is plug-and-playABActual Costof AcquisitionLOWER OFFMV on 31.01.2018Sale Value
ComponentValueLogic
Step 1 — B (inner)Lower of (FMV on 31.01.2018, Sale Value)Ensures the COA never exceeds the actual sale price — prevents artificial losses from the grandfathering step-up
Step 2 — COA (outer)Higher of (Actual Cost, Step 1 result)Ensures the COA is never lower than what was actually paid — prevents converting a real gain into a loss

The formula has two safety valves: 'Lower of FMV/Sale' prevents an inflated FMV from creating a phantom loss; 'Higher of Cost/result' prevents the step-up from turning a real gain into a loss. Between them, the worst outcome is always zero gain — never a negative.

Step 1 — Finding FMV on 31 Jan 2018 (Three Cases)

The FMV on 31.01.2018 is determined differently depending on whether the share or unit was listed on that date:

CaseSituationFMV = ?
Case 1Share / unit was listed on 31.01.2018Highest quoted price on the stock exchange on 31.01.2018 (or on the last trading day before it if the exchange was closed)
Case 2Share / unit was listed at the time of transfer, but NOT listed on 31.01.2018Actual Cost × (CII of 2017-18 [278] ÷ CII of the year of transfer) — indexed cost used as proxy
Case 3Unlisted MF unit (not listed even at transfer)Net Asset Value (NAV) of the unit as published by the fund on 31.01.2018

The listing date — not the purchase date — determines which case applies. A unit bought in 2015 that was only listed on 1 Feb 2018 was NOT listed on 31.01.2018, so Case 2 applies (indexed cost), not Case 1 (highest price).

Step 2 — Tax Under Section 198

  • Rate: 12.5% on LTCG above ₹1,25,000 (the annual exemption limit)
  • Exemption: First ₹1,25,000 of aggregate LTCG in a Tax Year is tax-free
  • STT condition for listed shares: Securities Transaction Tax (STT) must have been paid on both the acquisition and the transfer
  • STT condition for MF units: STT must have been paid at least on the transfer (at redemption)
  • Indexation: NOT available — the grandfathering step-up replaces indexation for these assets

Example 1 — Mr. Prasun (300 Listed Shares of A Ltd.)

ParticularsValue
Number of shares300
Date of purchase20.05.2017
Cost per share₹400
Date of sale31.05.2026
Sale price per share₹1,200
Highest quoted price on 31.01.2018 (FMV)₹700
STT paid on purchase and sale?Yes → Section 198 applies

Solution — Applying the COA Formula

Step 1 — Lower of (FMV ₹700, Sale ₹1,200) = B₹700
Step 2 — Higher of (Cost ₹400, B ₹700) = COA₹700
Gain per share = Sale ₹1,200 − COA ₹700₹500
LTCG = ₹500 × 300 shares₹1,50,000
Less: Annual exemption under Section 198(₹1,25,000)
Taxable LTCG₹25,000
Tax @ 12.5% on ₹25,000₹3,125

Example 2 — Mr. Raj (200 Units Each of Fund A & Fund B)

Mr. Raj bought 200 units each of Fund A and Fund B on 1.2.2017 at ₹550 per unit and sold all on 3.4.2026 at ₹900 per unit. The key difference: Fund A was listed on 1.1.2018 (so it was listed on 31.1.2018 ✓), while Fund B was listed on 1.2.2018 (so it was NOT listed on 31.1.2018 ✗). Same numbers — different FMV rule.

Fund A — Listed on 31.01.2018 → Use the Standard Formula

ParticularsValue
FMV = Highest price on 31.01.2018₹750
Lower of (FMV ₹750, Sale ₹900)₹750
Higher of (Cost ₹550, ₹750) = COA₹750
LTCG = (₹900 − ₹750) × 200 units₹30,000

Fund B — NOT Listed on 31.01.2018 → FMV is the NAV

ParticularsValue
FMV = NAV on 31.01.2018₹950
Lower of (NAV ₹950, Sale ₹900)₹900
Higher of (Cost ₹550, ₹900) = COA₹900
LTCG = (₹900 − ₹900) × 200 units₹0

Combined Result — Mr. Raj

LTCG from Fund A₹30,000
LTCG from Fund B₹0
Total LTCG (A + B)₹30,000
Annual exemption limit under Section 198₹1,25,000
Total LTCG ₹30,000 is within ₹1.25L limit → Tax payableNIL

Fund B's NAV on 31.01.2018 (₹950) exceeded the sale price (₹900), so the COA was capped at ₹900 — equal to the sale price. This gives zero capital gain, illustrating the 'Lower of FMV/Sale' safety valve protecting sellers from phantom losses.

Four Things to Carry Into the Exam

  1. 1.COA = Higher of (Actual Cost, Lower of (FMV on 31.01.2018, Sale Value)) — this one formula handles every scenario.
  2. 2.FMV method depends on listing status on 31.01.2018 — not purchase date. Listed → highest quoted price; Not listed but listed at transfer → indexed cost (Cost × CII 2017-18/CII of sale year); Unlisted unit → NAV.
  3. 3.Always check the listing date first — it determines which of the three FMV cases applies and can produce very different tax outcomes for shares with identical cost and sale price.
  4. 4.LTCG over ₹1,25,000 is taxed at 12.5% under Section 198, with STT paid being a mandatory condition for the grandfathering rate to apply.

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Disclaimer: This analysis is based on the Income Tax Act 2025 (Tax Year 2026-27) and is for educational purposes only. Tax laws are subject to change. Always verify with a Chartered Accountant or tax advisor before making decisions.